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Supreme Court · Decisions

North Carolina v. Alford

The Supreme Court of the United States affirmed that there are no constitutional barriers in place to prevent a judge from accepting a guilty plea from a defendant who wants to plead guilty, while still protesting his innocence, under duress, as a detainee status.

400 U.S. 25 · No. 14 · 1970 term · Burger Court

Decided Nov 23, 1970 · argued Nov 17, 1969, reargued Oct 14, 1970

Criminal procedure · Plea bargaining: the constitutionality of and/or the circumstances of its exercise

Majority opinion: Byron White

The voteMajorityDissent

6–36 in the majority, 3 in dissent

3 dissents (6–3)

Vacated and remanded. North Carolina won.

What this ruling means

Vacated and remanded: the Supreme Court set aside the decision of the U.S. Court of Appeals, Fourth Circuit, wiping it out without necessarily saying the result was wrong, and sent the case back for that court to decide again under the right legal standard.

North Carolina was the petitioner, the side that asked the Supreme Court to review the case. “Won” means the Court gave that side the result it asked for.

From the Supreme Court Database. A justice who agreed with the result but not the reasoning counts in the majority.

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Summary

The opening of the case’s Wikipedia article: what the case was about and what the Court held.

North Carolina v. Alford, 400 U.S. 25 (1970), was a case in which the Supreme Court of the United States affirmed that there are no constitutional barriers in place to prevent a judge from accepting a guilty plea from a defendant who wants to plead guilty, while still protesting his innocence, under duress, as a detainee status. This type of plea has become known as an Alford plea, differing slightly from the nolo contendere plea in which the defendant agrees to being sentenced for the crime, but does not admit guilt. Alford was paroled in 1974 and killed in a traffic accident about eight months later.

Read the full article on Wikipedia

Data notes

The text is Wikipedia’s (CC BY-SA 4.0), matched to the case by its citation, docket number or name and year, and is not checked against the opinion. The site keeps the article’s opening section, ending on its last full sentence. The one-sentence summary under the title is the Decisions list’s: Wikipedia’s own ruling sentence, or, tagged “AI-written”, one Claude wrote from this opening.

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How the justices voted

Each justice who took part, placed by their Martin–Quinn ideology score for the 1970 term. Filled: the 6 in the majority. Hollow: the 3 in dissent. Colour is the party of the president who appointed them.

More liberalMore conservativeMedianDouglasBrennanMarshallBlackWhiteStewartHarlanBlackmunBurger

Majority(6)

Dissent(3)

Data notes

Each justice’s vote and what they wrote are from the justice-centered file of the Supreme Court Database. “Wrote a concurrence” means the justice sided with the majority and wrote separately; a justice who dissented in part is counted on the side they took overall. A justice who wrote nothing is listed as joining their side.

Positions are each justice’s Martin–Quinn score for the case’s term, the same scores as the Ideology page: negative is more liberal, positive more conservative. A score sums up a justice’s votes across the whole term, so it says where they usually sit, not why they voted as they did here. The median line is the Court’s median justice that term.

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The parties

Who brought the case to the Court, who answered it, and how it got there.

Petitioner
North CarolinaState (North Carolina)
Respondent
AlfordPerson convicted of crime
Reached the Court by
Appeal (the Court was required to hear it)
Data notes

The names are the two sides of the case’s title. The description under each is the Supreme Court Database’s category for that party, in its own wording. The petitioner is the side that asked the Supreme Court to review the decision below. “Why it was taken” appears only when the majority opinion says lower courts disagreed or were unsure about the question; reasons that would fit any case (“to resolve the question presented”, “an important question”) are left out.

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The law at issue

The law the Court was asked to apply, and the kind of power it used to decide.

Provision
Fourteenth Amendment (due process)
Kind of law
Constitutional Amendment
Decided by
Judicial review (state level)
Data notes

The Supreme Court Database codes the main constitutional provision, statute or court rule each case turned on, and the basis of the decision: judicial review of a federal or state law, interpreting a statute, supervising the lower courts, and so on. A case can rest on more than one. “Overruled” counts only where the majority opinion says so.

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Timeline

What happened at the Court and how the case got there, newest first.

  1. Nov 23, 1970DecidedDecided · Decided 6–3: vacated and remanded. North Carolina won.
  2. Oct 14, 1970RearguedReargued · The Court heard the case argued a second time.
  3. Nov 17, 1969ArguedArgued · Oral argument before the Court.
  4. Not datedTaken upTaken up · Reached the Supreme Court on appeal, which the Court had to hear.
  5. Not datedCourt belowCourt below · Decided by the U.S. Court of Appeals, Fourth Circuit: reversed, with a dissent.
  6. Not datedBeganBegan · The case began in the North Carolina Middle U.S. District Court.
Data notes

From the Supreme Court Database: the court the case began in, the court whose decision the Supreme Court reviewed and what that court did, how the case came to the Court, and the dates of argument and decision. The database does not date the steps in the lower courts. Court names are the database’s.

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Other decisions on the same issue

26 other argued cases since 1946 on plea bargaining: the constitutionality of and/or the circumstances of its exercise, newest first.

  1. Class v. United States138 S. Ct. 798Feb 21, 2018 · 138 S. Ct. 798Criminal procedure6–36–3 band
  2. Burt v. Titlow571 U.S. 12Nov 5, 2013 · 571 U.S. 12Criminal procedure9–0Unanimous band

  3. James Benjamin Puckett v. United States556 U.S. 129Mar 25, 2009 · 556 U.S. 129Criminal procedure7–27–2 band

  4. Margaret Bradshaw, Warden v. John David Stumpf545 U.S. 175Jun 13, 2005 · 545 U.S. 175Criminal procedure9–0Unanimous band
  5. United States v. Carlos Dominguez Benitez542 U.S. 74Jun 14, 2004 · 542 U.S. 74Criminal procedure9–0Unanimous band

  6. United States v. Angela Ruiz536 U.S. 622Jun 24, 2002 · 536 U.S. 622Criminal procedure9–0Unanimous band

  7. Salvador Godinez, Warden v. Richard Allan MoranLandmark · Competence509 U.S. 389Jun 24, 1993 · 509 U.S. 389Criminal procedure7–27–2 band

  8. Al C. Parke, Warden v. Ricky Harold Raley506 U.S. 20Dec 1, 1992 · 506 U.S. 20Criminal procedure9–0Unanimous band
  9. Hill v. Lockhart, Director, Arkansas Department of Correction474 U.S. 52Nov 18, 1985 · 474 U.S. 52Criminal procedure9–0Unanimous band
  10. Mabry, Commissioner, Arkansas Department of Correction v. Johnson467 U.S. 504Jun 11, 1984 · 467 U.S. 504Criminal procedure9–0Unanimous band

  11. Marshall, Superintendent, Southern Ohio Correctional Facility v. Lonberger459 U.S. 422Feb 22, 1983 · 459 U.S. 422Criminal procedure5–45–4 band
  12. United States v. Goodwin457 U.S. 368Jun 18, 1982 · 457 U.S. 368Criminal procedure7–27–2 band
  13. Corbitt v. New Jersey439 U.S. 212Dec 11, 1978 · 439 U.S. 212Criminal procedure6–36–3 band
  14. Bordenkircher, Penitentiary Superintendent v. Hayes434 U.S. 357Jan 18, 1978 · 434 U.S. 357Criminal procedure5–45–4 band

  15. Blackledge, Warden, et al. v. Allison431 U.S. 63May 2, 1977 · 431 U.S. 63Criminal procedure8–0Unanimous band
  16. Henderson, Correctional Superintendent v. Morgan426 U.S. 637Jun 17, 1976 · 426 U.S. 637Criminal procedure7–27–2 band

  17. Blackledge, Warden, et al. v. Perry417 U.S. 21May 20, 1974 · 417 U.S. 21Criminal procedure7–27–2 band
  18. Tollett, Warden v. Henderson411 U.S. 258Apr 17, 1973 · 411 U.S. 258Criminal procedure6–36–3 band
  19. Dukes v. Warden, Connecticut State Prison406 U.S. 250May 15, 1972 · 406 U.S. 250Criminal procedure7–27–2 band
  20. Santobello v. New York404 U.S. 257Dec 20, 1971 · 404 U.S. 257Criminal procedure4–36–3 band

  21. Parker v. North Carolina397 U.S. 790May 4, 1970 · 397 U.S. 790Criminal procedure5–36–3 band

  22. McMann, Warden, et al. v. Richardson et al.397 U.S. 759May 4, 1970 · 397 U.S. 759Criminal procedure5–36–3 band
  23. Brady v. United States397 U.S. 742May 4, 1970 · 397 U.S. 742Criminal procedure8–0Unanimous band

  24. Boykin v. Alabama395 U.S. 238Jun 2, 1969 · 395 U.S. 238Criminal procedure6–27–2 band

  25. McCarthy v. United States394 U.S. 459Apr 2, 1969 · 394 U.S. 459Criminal procedure9–0Unanimous band
  26. United States ex rel. Smith v. Baldi, Superintendent, Philadelphia County Prison344 U.S. 561Feb 9, 1953 · 344 U.S. 561Criminal procedure6–36–3 band
Data notes

Every other orally argued case with a clear vote, from the 1946 term on, that the Supreme Court Database files under the same issue as this one. The database gives each case one issue from a list of about 270 (abortion, search and seizure of vehicles, the death penalty, and so on), whatever law it turned on.

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Official record

Read the full opinion on Justia, the argument audio on Oyez and Wikipedia. Case data from the Supreme Court Database, Version 2026 Release 01, through the 2025 term.